Our Services
Primarily executing transactions in the lower middle market greater than $10MM. Securities transactions offered through Peakstone Securities LLC, member FINRA / SIPC
Capital Raising & M&A Advisory
Investment Banking Platform
313 Capital's investment banking platform provides lower middle market and middle market sized companies access to capital and M&A advisory. We dig deep, develop a narrative, and craft a capital markets execution strategy through our network of strategic and private equity investors, commercial banks, private credit funds, asset-backed lenders and family offices to deliver optimal results for your company.
Creative & Consulting
Unconventional Thinking
Let us deploy our life's work of storytelling and unconventional thinking, combined with cutting edge digital tools, and broad capital markets experience, to craft business development, marketing, and creative work solutions for your company. We deep learn and analyze your company and your competitive landscape to develop powerful, custom-tailored products and services built to give your company an edge
Transactions & Experience
Our approach has successfully guided clients of all sizes through transformations in a wide range of industries
$10.25MM Acquisition & Growth Facility for Medical Spa Company
Originator
Engaged, structured and originated acquisition facility for a $50MM revenue 20+ location medical spa company seeking to expand operations across the country organically via new de novo centers and by acquisition
$10MMÂ Car Wash Platform Company
Advisory & Debt Placement
Engaged to prepare a growing car wash company for scale via a buy and build strategy, and securing acquisition and development financing to add 10 new locations to the platform
$10MM-$100MM Unitranche, Specialty Finance, Mezzanine & Co-Equity transactions
Deal Sourcing & Origination
Led the curating, sourcing, prospecting, deal analyzing and structuring for acquisitions, dividend recaps, refinancing, management buyouts/buy-ins, growth and acquisition capital facilities for the direct lending platform of $10 billion private debt fund. Selected transactions include $110MM warehouse credit facility for pre-settlement litigation company, $70MM unitranche term and delayed draw acquisition facility for west coast car wash operator, $20MM unitranche term and acquisition facility for specialty pipe diagnostics company
$500MM - $15 billion Corporate Credit Ratings
Published Rating Actions & Deal Analysis for Large Cap Publicly Traded Companies
Primary corporate ratings analyst performing ratings implications analysis and published credit ratings actions for dozens of publicly traded companies across a broad spectrum of REIT industries from multifamily, office, and net-lease to data centers and healthcare. Selected transactions include the largest US multifamily REIT merger ($15 billion) and new issuer rating for largest US single family rental REIT ($5 billion)
$20MM to $120MMÂ Private Equity Portfolio Companies
Portfolio Company Value Creation
Directly engaging on site with various private equity portfolio companies, designing and leading key sales, marketing, operations and digital value creation initiatives. Selected companies/transactions include $120MM fintech small business lender, $60MM luxury lifestyles media company
Capital Raising for High Growth SaaS and Tech enabled companies
Originator & Advisor
Sourced, placed and/or originated capital raises for high growth tech companies usually at or post Series A. Selected transactions include venture debt and revenue based financing solutions to a wide array of emerging tech verticals including SaaS, eCommerce, Fintech, HealthTech, Marketplace, Logistics, Real Estate / PropTech and FoodTech.